Capital Markets

We offer a wide range of legal services to capital market operators (banks, fund managers, funds and other institutions) and companies wishing to structure capital market transactions.

For companies, our firm acts in the registration of the company with the securities and exchange authority (CVM) and on the placement of securities. The Firm represents investors and underwriters in all legal matters related to the structuring of public offerings of securities, as well as the constitution of investment funds (such as FIDC, FII and FIP), or corporate actions) and regulatory (CVM and BACEN).

Our Firm has a solid experience in capital markets transactions such as:

  • Structuring and implementation of loans and financing (including syndicated operations and / or development agencies), including in the form of debentures’
  • Incorporation and public offering of investment funds, Credit Rights Investment Funds (FIDC) and Equity Investment Funds (FIP)
  • Incorporation of Real Estate Investment Funds (FII), as well as diligence of the properties to be transmitted to the fund
  • Structuring and implementation of securitization of receivables in general, such as Real Estate Receivables Certificates (CRI) and Agribusiness Receivables Certificates (CRA)
  • Structuring and diligence of guarantees
  • Assistance in raising private equity investments aimed at companies in early stages of development (start-ups)
  • Ordinary advice to publicly held companies on compliance issues with the securities and exchange authority (CVM)

In the regulatory are the firm provides advice on matters related to compliance with requirements arising from regulations applicable to publicly held companies, investment funds, financial institutions and other market agents, including compliance with legal duties established by the Central Bank, CVM and B3.

For this work, the firm counts not only on the legal knowledge, but also with the necessary market perspective in an economic environment in constant development.

Issuance of Securities
  • Worked on Issuance of Credit Rights Investment Fund quotas under the terms of CVM Rule No. 400 in the amount of BRL 1B.
  • Worked on Issuance of Certificates of Real Estate Receivables (CRI) under the terms of CVM Rule No. 476 in the amount of BRL 44MM.
  • Worked on Issuance of Certificates of Real Estate Receivables (CRI) under the terms of CVM Rule No. 476 in the amount of BRL 30MM.
  • Worked on Issuance of Real Estate Investment Fund shares under the terms of CVM Rule No. 476 in the amount of BRL85MM.
  • Worked on Issuance of Private Equity Investment Fund shares under the terms of CVM Rule No. 476 in the amount of BRL 200MM to perform investment in a company that runs the administration of shopping centers.
  • Worked on Issuance of Private Equity Investment Fund shares under the terms of CVM Rule No. 476 in the amount of BRL 200MM to perform investment in a company that runs reforestation activities.
  • Worked on restructuring of Debentures (Bond) of power company issued under the terms of CVM Rule No. 400, pursuant approval of Bondholder´s General Meeting.
  • Worked on Issuance of Debentures (Bonds) of power company under the terms of CRM Rule No. 476 in the amount of BRL 80MM.
  • Worked on the Initial Public Offering (IPO) of shares under the terms of CVM Rule 400 of reinsurance company in the amount of BRL 2,0B.
  • Worked on the Initial Public Offering (IPO) of shares under the terms of CVM Rule 400 of food company in the amount of BRL 400MM.